SEC Filings Source

The SEC (Securities and Exchange Commission) requires all publicly-held U.S. companies to file reports that disclose their financial condition, results of operations, and any other information that is of significance to investors.

In 1993, the SEC began to require electronic filing, through the EDGAR (Electronic Data Gathering, Analysis, and Retrieval) System. Disclosure Inc., enhances these document by providing additional features that greatly improve search ability, while it preserves the integrity of the original electronic filings. Disclosure's process is customized to take full advantage of the unique features of each major form type.

Note Depending on your product subscription, you may not have access to this source.

Versions

An initial version of each electronic filing is available within 24 hours of being filed at the SEC. This version will usually be in a basic format with a limited table of contents and a limited number of segments. It is replaced within a few days by an enhanced version of the filing that includes additional segments and a more comprehensive table of contents. In some cases, an enhanced version of the filing is available within 24 hours of filing. For annual reports and Form 20-F filings, most of which are made on paper, an initial version is usually available within 2-3 weeks of being filed at the SEC.

EDGARPlus is a trademark of Disclosure Incorporated. EDGAR is a registered trademark of the U.S. SEC. EDGARPlus is not sponsored by or affiliated with the U.S. SEC

The following table provides details about this source.

Source Details
Source Element Details
Standardized Names for Exhibits As part of the implementation of the EDGAR system, the numbering scheme for exhibits was revised.

This list reflects the current numbering scheme. Exhibits marked with an asterisk (*) are included as part of the SEC online document.

  • Underwriting agreement
  • Plan of acquisition, reorganization, arrangement, liquidation, or succession
  • Articles of incorporation and by-laws
  • Instruments defining the rights of security holders, including indentures
  • Opinion re legality of per share earnings
  • Opinion re discount on capital shares
  • Opinion re liquidation preference, Form 10-Q
  • Opinion re tax matters
  • Voting trust agreements
  • Material contracts
  • Statement re computation of per share earnings*
  • Statements re computation of ratios*
  • Annual report to security holders, Form 10-Q or quarterly report to security holders
  • Material foreign patents
  • Letter re unaudited interim financial information*
  • Letter re change in certifying accountant
  • Letter re director resignation
  • Letter re change in accounting principles*
  • Report furnished to security holders
  • Other documents or statements to security holders
  • Subsidiaries of the registrant*
  • Published report regarding matters submitted to vote of security holders
  • Consents of experts and counsel*
  • Power of attorney*
  • Statement of eligibility of trustee
  • Invitations for competitive bids
  • Financial data schedules
  • Information from reports furnished to state insurance regulatory authorities
  • Additional exhibits
Form Types
  • 8-A
  • 8-B
  • 8-K
  • 10
  • 10-K
  • 10-Q
  • 11-K
  • 20F
  • 485APO
  • 485BPO
  • DEFA14
  • DEFA14C
  • DEFC14A
  • DEFN14A
  • N-1
  • N-2
  • N-3
  • N-4
  • N1-R
  • NT 10-K
  • NT 10-Q
  • NT 15D2
  • PROSP
  • PROXY
  • S-1
  • S-2
  • S-3
  • S-4
  • S-6
  • S-8
  • S11
  • S18
  • S20
  • SB1
  • SB2
  • SCD 13D
  • SC 13E3
  • SC 13E4
  • SCH 13G
  • SC 14D1
  • SC 14D9
  • T-3
  • U-1
  • U-3A-2
  • U5S
Exchange Abbreviations
  • NYS: New York Stock Exchange
  • AMS: American Stock Exchange
  • OTH: Over-The-Counter and smaller exchanges (for example, pacific)
  • NMS: NASDAQ National Market System
  • NSC: NASDAQ Small Cap
  • NDQ: NASDAQ Non-National Market System Companies
  • NSD: NASDAQ
Searchable Fields
  • Filing
  • Company Name
  • Ticker
  • Last Name
  • First Name
  • Additional Terms
  • Date